Expertise

Cetera Advisor Networks provides access to a network of people, services and support that allows us to focus more time on you and your interests.

Our commitment to your success is demonstrated by our partnership with Cetera, the second largest independent broker-dealer in the United States. Cetera is the only firm to win two industry leadership awards from the Money Management Institute 2014, Advisory Solutions Sponsor Firm of the Year and Advisory Solutions Marketing Program of the Year.

Cetera provides diverse product choice and state-of-the-art tools to build your wealth, under stringent regulatory supervision, so we can provide best-in-class solutions for your unique requirements.

Research Department

A world class team of four fulltime, dedicated, experienced research professionals assists us in thought leadership on the economy, financial markets, and with strategies, investment implementation, resources such as mutual funds, asset allocation and portfolios.

Gene Goldman, CFAVice President, Head of Research
Gene Goldman is responsible for the strategic direction and continued growth of research offerings to advisors and clients. He sets the vision for superior research capabilities to enable the delivery of objective investment advice based on unbiased research on the economy and financial markets.

Suehyun KimInvestment Research Director, Mutual Funds
Suehyun Kim is responsible for covering asset managers who focus on investment in public equities.  Formerly, Suehyun has been responsible for investment research with Global Fund Group, LLS, Millgate Capital in New York and Morgan Stanley Asset Management.

Richard AndersonInvestment Research Director, Third Party Research
Richard Anderson manages Cetera’s online equity research platform via its SmartWorks® suite of investment tools. Richard  has more than a decade of equity research experience and over 20 years Wall Street trading experience.

Connie ChungAssociate Research Analyst
Connie Chung is responsible for responding to research requests, tracking fund performance and analysis and researching commentaries and white papers. She was previously research assistant for ING Advisors Network.

Due Diligence

Clear, thorough review of private placements, limited partnerships, special situation, banking products and more by an experienced team with significant qualifications and expertise;  a team with unparalleled breadth and depth.

Cheryl Conner, CLU, ChFC, CLTC
Cheryl Conner is a specialist in insurance due diligence and marketing. She has over 14 years with Cetera and more than 30 years industry experience.

David Fred, CPWA®, CIMA®, CIMC®
David Fred is Head of the department. He is a specialist in advisory and retirement products. He has over13 years with the firm and more than 29 years of industry experience.

Vaishali Kothari, Analyst
Vaishali Kothari is a specialist in mutual funds and advisory. He has over three years with the

Caren Lawson
Caren Lawson is a specialist in direct participation programs. She has over 26 years with firm and more than 30 years industry experience.

Murli D. Sujanani, CPA
Murli D. Sujanani is a specialist in direct participation programs, alternatives and advisory. He joined the firm over a year ago after 30 years of industry experience.

Compliance

Maintaining the highest standards of client communication and clear, conflict-free advice; a watchdog to guard our fiduciary responsibility. A resource to stay fully informed and compliant with the letter and intent of the regulations coming out from FINRA and the SEC to both protect our clients and to operate as efficiently as possible.

Registered Investment Advisor

Trusted relationship with clients – Maintaining the highest standards of fiduciary care while following a structured repeatable process. Employing intelligence gathering, quantitative and qualitative analysis and interactive group discussion among true subject matter experts.

Expertise

Services

Resources

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC.

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